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Special Topics B: AML, CTF, ETS and Regulatory Enforcement - FREG851
This unit examines the key principles for regulating anti money laundering, counter terrorist financing and economic trade sanctions. It also presents the regulatory obligations financial institutions must meet regarding these issues. The unit presents and explains key components and processes that comprise robust customer due diligence framework, including the control processes required to ensure that economic sanctions requirement are met. It outlines best practices regarding transaction monitoring. It also outlines the principles and objectives of regulatory enforcement and explains the techniques and tools that are used as part of enforcement measures.
| Credit Points: | 2 |
| When Offered: | 2013 - Next offered in 2013 |
| Staff Contact(s): | Associate Professor Robert Trevor |
| Prerequisites: |
Admission to MFinReg |
| Corequisites: | |
| NCCW(s): | |
| Unit Designation(s): | |
| Assessed As: | Graded |
| Offered By: | Department of Applied Finance and Actuarial Studies Faculty of Business and Economics |
Timetable Information
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