Skip to Content

This is archived information!

Search current Handbook for current unit information.

Foundations of Regulation - FREG805

This unit provides an overview of the objectives of regulation and outlines both the traditional and alternative approaches to meeting these objectives. The issues of regulatory architecture and consolidated regulation are also examined at length. It outlines and explains the regulatory powers implied by the core principles enunciated by Basel, IAIS, IPOS and IOSCO as well as the ideal set of regulatory powers, and how regulatory powers are defined in law. The unit also reviews regulatory oversight and funding, placing particular emphasis on matters relating to independence, accountability and governance. It explains the methods of measuring regulatory capital and assessing its adequacy.

Credit Points: 4
When Offered:

2013 - Next offered in 2013

Staff Contact(s): Associate Professor Robert Trevor
Prerequisites:

Admission to MFinReg Prerequisite Information

Corequisites:

NCCW(s):
Unit Designation(s):
Assessed As: Graded
Offered By:

Department of Applied Finance and Actuarial Studies

Faculty of Business and Economics

Timetable Information

For unit timetable information please visit the Timetables@Macquarie Website