BUSL861: Financial Services Law
This unit examines the contractual, fiduciary and legislative obligations imposed upon financial service providers, such as financial advisors, stockbrokers and fund managers. Topics examined include Part 7 of the Corporations Act (Financial Services and Markets), and the consumer provisions in the Australian Securities Commission Act.
| Credit Points: | 4 |
| Contact Hours: | -- |
| When Offered: | E1 - Evening; Offered in the first half-year |
| Staff Contact: | Mr John Bourke |
| Prerequisites: | Completion of any Business and Economics unit at the 600 Level |
| Corequisites: | |
| NCCWs: | |
| Unit Designations: | Commerce |
| Assessed As: | Graded |
| Offered By: |
Department of Accounting and Corporate Governance Faculty of Business and Economics |